Regulatory Compliance Fundamentals (Paperback)

Regulatory Compliance Fundamentals By M. L. Humphrey Cover Image
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We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role.

In Regulatory Compliance Fundamentals M.L. Humphrey has taken twenty years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know and presented that information in a straight-forward, easy to understand manner.

If your role is in regulatory compliance, no matter how long you've been at this, this book is for you.

Product Details
ISBN: 9781950902224
ISBN-10: 1950902226
Publisher: M.L. Humphrey
Publication Date: January 2nd, 2020
Pages: 94
Language: English